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Latest Filings Received and Processed at the SEC

This listing contains the most recent filings for the current official filing date (including filings made after the 5:30 pm deadline on the previous filing day). Filings may be made Monday through Friday (except for U.S. Federal Holidays).

Key to Descriptions

(Filer)Filing was made by and describes the company named.
(Subject)Filing describes the company named but was made by another entity.
(Filed by)Filing was made by the company named but describes a subject company.
(Reporting)Filing was made by an individual reporting holdings in a company.
[Paper]Paper filings are available by film number.
[Cover]Filing contains an SEC-released cover letter or correspondence.
(Each "Reporting" and "Filed by" filing has a matching "Subject" listing.)
To limit filing results,
enter company name, CIK, or form type.
Ownership?
  Items 1 - 40   Latest Filings RSS Feed
Form Formats Description Accepted Filing Date File/Film No
Nantahala Capital Management, LLC (0001472322) (Filed by)
SCHEDULE 13D/A [html][text] [Amend] General Statement of Acquisition of Beneficial Ownership
Accession Number: 0001104659-25-031376  Size: 111 KB 		2025-04-02
21:59:17		 2025-04-02
TALPHERA, INC. (0001427925) (Subject)
SCHEDULE 13D/A [html][text] [Amend] General Statement of Acquisition of Beneficial Ownership
Accession Number: 0001104659-25-031376  Act: 34  Size: 111 KB 		2025-04-02
21:59:17		 2025-04-02005-86112
25807287
Hen Eyal (0001777158) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001062993-25-006912  Act: 34  Size: 5 KB 		2025-04-02
21:59:00		 2025-04-02001-38338
25807286
Rekor Systems, Inc. (0001697851) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001062993-25-006912  Size: 5 KB 		2025-04-02
21:59:00		 2025-04-02
SHAKERDGE-HENNESSY DEBRA (0001905199) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001062993-25-006910  Act: 34  Size: 5 KB 		2025-04-02
21:57:57		 2025-04-02001-38338
25807285
Rekor Systems, Inc. (0001697851) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001062993-25-006910  Size: 5 KB 		2025-04-02
21:57:57		 2025-04-02
IMPACT BIOMEDICAL INC. (0001834105) (Subject)
SCHEDULE 13D [html][text] General Statement of Acquisition of Beneficial Ownership
Accession Number: 0001641172-25-002493  Act: 34  Size: 33 KB 		2025-04-02
21:55:59		 2025-04-02005-94944
25807281
Chan Heng Fai Ambrose (0001261725) (Filed by)
SCHEDULE 13D [html][text] General Statement of Acquisition of Beneficial Ownership
Accession Number: 0001641172-25-002493  Size: 33 KB 		2025-04-02
21:55:59		 2025-04-02
Combs Michael G (0001641248) (Reporting)
4/A [html][text] [Amend] Statement of changes in beneficial ownership of securities
Accession Number: 0000950170-25-049865  Act: 34  Size: 4 KB 		2025-04-02
21:49:52		 2025-04-02000-19291
25807278
CORVEL CORP (0000874866) (Issuer)
4/A [html][text] [Amend] Statement of changes in beneficial ownership of securities
Accession Number: 0000950170-25-049865  Size: 4 KB 		2025-04-02
21:49:52		 2025-04-02
GALLAGHER J PATRICK JR (0001186006) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001127602-25-011278  Act: 34  Size: 13 KB 		2025-04-02
21:47:51		 2025-04-02001-09761
25807277
Arthur J. Gallagher & Co. (0000354190) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001127602-25-011278  Size: 13 KB 		2025-04-02
21:47:51		 2025-04-02
Donhauser Peter D.O. (0001698234) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001731122-25-000518  Act: 34  Size: 5 KB 		2025-04-02
21:47:21		 2025-04-02001-37606
25807275
ANAVEX LIFE SCIENCES CORP. (0001314052) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001731122-25-000518  Size: 5 KB 		2025-04-02
21:47:21		 2025-04-02
Ma Jiong (0001854872) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001731122-25-000517  Act: 34  Size: 5 KB 		2025-04-02
21:46:45		 2025-04-02001-37606
25807273
ANAVEX LIFE SCIENCES CORP. (0001314052) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001731122-25-000517  Size: 5 KB 		2025-04-02
21:46:45		 2025-04-02
Skarpelos Athanasios (0001360570) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001731122-25-000516  Act: 34  Size: 5 KB 		2025-04-02
21:46:27		 2025-04-02001-37606
25807272
ANAVEX LIFE SCIENCES CORP. (0001314052) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001731122-25-000516  Size: 5 KB 		2025-04-02
21:46:27		 2025-04-02
Thomas Steffen (0001646396) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001731122-25-000515  Act: 34  Size: 5 KB 		2025-04-02
21:45:40		 2025-04-02001-37606
25807271
ANAVEX LIFE SCIENCES CORP. (0001314052) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001731122-25-000515  Size: 5 KB 		2025-04-02
21:45:40		 2025-04-02
GALLAGHER THOMAS JOSEPH (0001589933) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001127602-25-011277  Act: 34  Size: 12 KB 		2025-04-02
21:45:36		 2025-04-02001-09761
25807270
Arthur J. Gallagher & Co. (0000354190) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001127602-25-011277  Size: 12 KB 		2025-04-02
21:45:36		 2025-04-02
Velden Claus Vander (0001733908) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001731122-25-000514  Act: 34  Size: 5 KB 		2025-04-02
21:45:23		 2025-04-02001-37606
25807269
ANAVEX LIFE SCIENCES CORP. (0001314052) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001731122-25-000514  Size: 5 KB 		2025-04-02
21:45:23		 2025-04-02
HOWELL DOUGLAS K (0001222374) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001127602-25-011276  Act: 34  Size: 10 KB 		2025-04-02
21:43:30		 2025-04-02001-09761
25807268
Arthur J. Gallagher & Co. (0000354190) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001127602-25-011276  Size: 10 KB 		2025-04-02
21:43:30		 2025-04-02
Mason Jeffrey Curtis (0001954655) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001641172-25-002488  Act: 34  Size: 14 KB 		2025-04-02
21:42:48		 2025-04-02001-31543
25807266
Flux Power Holdings, Inc. (0001083743) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001641172-25-002488  Size: 14 KB 		2025-04-02
21:42:48		 2025-04-02
Corwin Jonathan C. (0001709483) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001434728-25-000126  Act: 34  Size: 12 KB 		2025-04-02
21:42:24		 2025-04-02001-37756
25807265
Global Water Resources, Inc. (0001434728) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001434728-25-000126  Size: 12 KB 		2025-04-02
21:42:24		 2025-04-02
Hudson Scott R (0001482241) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001127602-25-011275  Act: 34  Size: 9 KB 		2025-04-02
21:41:51		 2025-04-02001-09761
25807264
Arthur J. Gallagher & Co. (0000354190) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001127602-25-011275  Size: 9 KB 		2025-04-02
21:41:51		 2025-04-02
COY DEBRA (0001733776) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001434728-25-000124  Act: 34  Size: 5 KB 		2025-04-02
21:41:19		 2025-04-02001-37756
25807263
Global Water Resources, Inc. (0001434728) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001434728-25-000124  Size: 5 KB 		2025-04-02
21:41:19		 2025-04-02
Lenderking John Carroll (0001802075) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001434728-25-000123  Act: 34  Size: 12 KB 		2025-04-02
21:41:09		 2025-04-02001-37756
25807262
Global Water Resources, Inc. (0001434728) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001434728-25-000123  Size: 12 KB 		2025-04-02
21:41:09		 2025-04-02
Ellsworth Joanne (0001709055) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001434728-25-000122  Act: 34  Size: 10 KB 		2025-04-02
21:40:59		 2025-04-02001-37756
25807261
Global Water Resources, Inc. (0001434728) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001434728-25-000122  Size: 10 KB 		2025-04-02
21:40:59		 2025-04-02
Rousseau David (0001769282) (Reporting)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001434728-25-000121  Act: 34  Size: 5 KB 		2025-04-02
21:40:48		 2025-04-02001-37756
25807260
Global Water Resources, Inc. (0001434728) (Issuer)
4 [html][text] Statement of changes in beneficial ownership of securities
Accession Number: 0001434728-25-000121  Size: 5 KB 		2025-04-02
21:40:48		 2025-04-02

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Modified: 07/18/2014